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Texas Administrative Code (Last Updated: March 27,2024) |
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TITLE 7. BANKING AND SECURITIES |
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PART 7. STATE SECURITIES BOARD |
| CHAPTER 101. GENERAL ADMINISTRATION |
| CHAPTER 102. COMPLAINT PROCESS |
| CHAPTER 103. RULEMAKING PROCEDURE |
| CHAPTER 104. PROCEDURE FOR REVIEW OF APPLICATIONS |
| CHAPTER 105. RULES OF PRACTICE IN CONTESTED CASES |
| CHAPTER 106. GUIDELINES FOR THE ASSESSMENT OF ADMINISTRATIVE FINES |
| CHAPTER 107. TERMINOLOGY |
| CHAPTER 109. TRANSACTIONS EXEMPT FROM REGISTRATION |
| CHAPTER 111. SECURITIES EXEMPT FROM REGISTRATION |
| CHAPTER 113. REGISTRATION OF SECURITIES |
| CHAPTER 114. FEDERAL COVERED SECURITIES |
| CHAPTER 115. SECURITIES DEALERS AND AGENTS |
| CHAPTER 116. INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES |
| CHAPTER 123. ADMINISTRATIVE GUIDELINES FOR REGISTRATION OF OPEN-END INVESTMENT COMPANIES |
| CHAPTER 125. MINIMUM DISCLOSURES IN CHURCH AND NONPROFIT INSTITUTION BOND ISSUES |
| CHAPTER 127. MISCELLANEOUS |
| CHAPTER 131. GUIDELINES FOR CONFIDENTIALITY OF INFORMATION |
| CHAPTER 133. FORMS |
| CHAPTER 135. INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES |
| CHAPTER 137. ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS |
| CHAPTER 139. EXEMPTIONS BY RULE OR ORDER |