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Texas Administrative Code (Last Updated: March 27,2024) |
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TITLE 7. BANKING AND SECURITIES |
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PART 7. STATE SECURITIES BOARD |
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CHAPTER 115. SECURITIES DEALERS AND AGENTS |
| § 115.1. General Provisions |
| § 115.2. Application Requirements |
| § 115.3. Examination |
| § 115.4. Evidences of Registration |
| § 115.5. Minimum Records |
| § 115.6. Registration of Persons with Criminal Backgrounds |
| § 115.7. Maintenance and Inspection of Records |
| § 115.8. Fee Requirements |
| § 115.9. Post-Registration Reporting Requirements |
| § 115.10. Supervisory Requirements |
| § 115.11. Finder Registration and Activities |
| § 115.16. Use of Senior-Specific Certifications and Professional Designations |
| § 115.18. Special Provisions Relating to Military Applicants |
| § 115.19. Texas Crowdfunding Portal Registration and Activities |
| § 115.20. Texas Crowdfunding Portal Registration and Activities of Small Business Development Entities |
| § 115.21. System Addressing Suspected Financial Exploitation of Vulnerable Customers Pursuant to the Texas Securities Act, Section 45 |
| § 115.22. Electronic Submission of Forms and Fees |
| § 115.23. Notice of Cybersecurity Incident |