CHAPTER 133. FORMS  


§ 133.2. Public Information Charges - Billing Detail
§ 133.3. ADA Accommodations Request
§ 133.4. Request for Consideration of a Registration Application by a Military Applicant
§ 133.5. Secondary Trading Exemption Notice
§ 133.6. Secondary Trading Exemption Renewal Notice
§ 133.7. Securities Application
§ 133.9. Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises
§ 133.10. Investment Company Report of Sales in the State of Texas
§ 133.11. Sales Report for Non-continuous Offerings
§ 133.12. Renewal Application for Mutual Funds and Other Continuous Offerings
§ 133.13. Application for Renewal Permit
§ 133.14. Consent of Independent Accountants
§ 133.15. Texas Crowdfunding Portal Registration
§ 133.16. Texas Crowdfunding Portal Withdrawal of Registration
§ 133.18. Certification of Balance Sheet by Principal Financial Officer
§ 133.19. Waiver or Refund Request by a Military Applicant
§ 133.20. Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity
§ 133.21. Crowdfunding Exemption Notice
§ 133.22. Waiver or Refund Request by a Military Spouse for a Renewal Fee
§ 133.23. Request for Recognition of Out-Of-State License or Registration by a Military Spouse
§ 133.26. Request for Determination of Money Market Fund Status for Federal Covered Securities
§ 133.27. Year-End Report of Sales of Federal Covered Securities by a Money Market Fund
§ 133.29. Intrastate Exemption Notice
§ 133.30. Information Concerning Projected Market Prices and Related Market Information
§ 133.33. Uniform Forms Accepted, Required, or Recommended
§ 133.34. Undertaking Regarding Non-issuer Sales
§ 133.36. Request for Reduced Fees for Certain Persons Registered in Multiple Capacities