SECTION 133.9. Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises

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This form is available from the State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167 and at www.ssb.texas.gov.

Source Note: The provisions of this §133.9 adopted to be effective April 16, 2023, 48 TexReg 1821

                    
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