SECTION 135.2. Dealer and Agent Registration

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Any person who acts as an agent of the issuer in connection with a sale to any prospective purchaser in a transaction exempt from securities registration by virtue of this section shall be registered as either a dealer or agent under the Texas Securities Act, as applicable.

Source Note: The provisions of this §135.2 adopted to be effective November 7, 1999, 24 TexReg 9609

                    
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