SECTION 5.6. Contracts

Latest version.

(a) The department shall notify any financial advisor or service provider under contract with the department of the requirements of this subchapter.
(b) Any contract with a financial advisor or service provider shall contain a provision requiring compliance by the financial advisor or service provider with the requirements of this subchapter, and provisions relating to termination of the contract for failure to comply.

Source Note: The provisions of this §5.6 adopted to be effective January 8, 2004, 29 TexReg 227

                    
                        var val = document.getElementById('citecontent').innerHTML;
                        art.dialog.defaults.title = window.location.href;
                        art.dialog.data('cite', val);
                        art.dialog.data('homeDemoPath', '/Scripts/plus/artDialog/');
                        art.dialog.open('/Scripts/plus/artDialog/citeiframe.html');