CHAPTER 7. CORPORATE AND FINANCIAL REGULATION  


SUBCHAPTER A. EXAMINATION AND FINANCIAL ANALYSIS
§ 7.1. Scope
§ 7.2. Savings Clause
§ 7.4. Admissible Assets
§ 7.5. Discrimination as to Premium Notices to Accident or Health Insurance Policyholders
§ 7.6. Unearned Premium Reserve for Inland Marine Insurance
§ 7.7. Subordinated Indebtedness, Surplus Debentures, Surplus Notes, Premium Income Notes, Bonds, or Debentures, and Other Contingent Evidences of Indebtedness
§ 7.9. Examination of Actuarial Opinion for Property and Casualty Insurers
§ 7.18. National Association of Insurance Commissioners Accounting Practices and Procedures Manual
§ 7.20. Premium Notes and Premium Income, Chapter 17 Companies
§ 7.22. Certification of Assessments/Claims Paid, and Credit against Premium Taxes for Members of the Texas Catastrophe Property Insurance Association under the Insurance Code, Article 21.49
§ 7.24. Valuation Date for Investments under the Insurance Code, Article 4.11
§ 7.25. Out of State Books and Records
§ 7.31. Annual Statement Instructions for Farm Mutual Insurance Companies
§ 7.65. Requirements for Filing the 2008 Annual Statements, the 2009 Quarterly Statements, Other Reporting Forms, and Electronic Data Filings with the Texas Department of Insurance and the NAIC
§ 7.66. Requirements for Filing the 2009 Annual Statements, the 2010 Quarterly Statements, Other Reporting Forms, and Electronic Data Filings with the Texas Department of Insurance and the NAIC
§ 7.67. Requirements for Filing the 2010 Annual Statements, the 2011 Quarterly Statements, Other Reporting Forms, and Electronic Data Filings with the Texas Department of Insurance and the NAIC
§ 7.68. Requirements for Filing the Annual Statements, the Quarterly Statements, Other Reporting Forms, and Electronic Filings with the Texas Department of Insurance and the NAIC
§ 7.69. Requirements for Filing the 2006 Quarterly and 2006 Annual Statements, Other Reporting Forms, and Electronic Data Filings with the Texas Department of Insurance and the NAIC
§ 7.70. Requirements for Filing the 2007 Quarterly and 2007 Annual Statements, the 2008 Quarterly Statements, Other Reporting Forms, and Electronic Data Filings, with the Texas Department of Insurance and the NAIC
§ 7.83. Appeal of Examination Reports
§ 7.84. Examination Frequency
§ 7.85. Audited Financial Reports
§ 7.86. Custodied Securities
§ 7.87. Risk Pool Audits
§ 7.88. Independent Audits of Insurer and HMO Financial Statements and Insurer and HMO Internal Control over Financial Reporting
SUBCHAPTER B. INSURANCE HOLDING COMPANY SYSTEMS
§ 7.201. Forms Filings
§ 7.202. Definitions
§ 7.203. Registration of Insurers
§ 7.204. Transactions Subject to Prior Notice
§ 7.205. Acquisition or Divestiture Statements--Filing Requirements
§ 7.209. Form A
§ 7.210. Form B
§ 7.211. Form C
§ 7.212. Form D
§ 7.213. Form E
§ 7.214. Form F
SUBCHAPTER D. RISK-BASED CAPITAL AND SURPLUS AND OTHER REQUIREMENTS
§ 7.402. Risk-Based Capital and Surplus Requirements for Insurers and HMOs
§ 7.403. Transition Period for Certain County Mutual Insurance Companies
§ 7.404. Transition Period for Stipulated Premium Insurance Companies
SUBCHAPTER E. ADMISSION PROCEDURES FOR FOREIGN INSURANCE COMPANIES
§ 7.501. Reservation of Name
§ 7.502. General Requirements
§ 7.503. Certificate of Similarity
§ 7.504. Disposition of Applications
§ 7.505. Applicant To Submit Information
§ 7.506. Documents To Be Verified
§ 7.507. Forms Incorporated by Reference
SUBCHAPTER F. REINSURANCE
§ 7.601. Scope
§ 7.602. Definitions
§ 7.603. Prohibition against Reinsurance with Assuming Insurers not Authorized to do the Business of Insurance in Texas
§ 7.604. Assumption Reinsurance
§ 7.605. Fees
§ 7.606. Accredited Assuming Insurer
§ 7.607. Trusteed Assuming Insurer
§ 7.608. Insurance Ceded to Assuming Insurers not Authorized in Texas, or Accredited, Trusteed, or Certified under this Subchapter
§ 7.609. Trust Agreement Requirements
§ 7.610. Letter of Credit Requirements
§ 7.611. Indemnity Reinsurance Agreements--Required Provisions
§ 7.612. Reinsurance Agreements Affected
§ 7.614. Posting of Information, Submissions, and Adoption of Forms by Reference
§ 7.621. Certified Assuming Insurers
§ 7.622. Certification and Rating
§ 7.623. Change in Rating and Suspension or Revocation of Certification
§ 7.624. Qualified Jurisdictions
§ 7.625. Recognition of Certification Issued by an NAIC Accredited Jurisdiction
§ 7.626. Section Mandatory Funding Clause
§ 7.627. Additional NRSRO
SUBCHAPTER G. REVIEW OF CORPORATE NAMES
§ 7.701. Standards Governing Approval of Corporate Names
§ 7.702. General Rules and Policies
SUBCHAPTER H. VOLUNTARY DEPOSITS REQUIRED BY THE FEDERAL GOVERNMENT OR ITS AGENCIES
§ 7.801. Voluntary Deposits
§ 7.802. Interpretation of Article 1.10, §17
SUBCHAPTER I. INSIDER TRADING AND PROXY SOLICITATION
§ 7.901. Insider Trading and Proxy Solicitation
SUBCHAPTER J. EXAMINATION EXPENSES AND ASSESSMENTS
§ 7.1001. Examination Assessments for Domestic and Foreign Insurance Companies and Self-Insurance Groups Providing Workers' Compensation Insurance, 2019
SUBCHAPTER L. PROCEDURES AND REQUIREMENTS FOR LIFE INSURANCE COMPANIES WRITING REINSURANCE FOR PROPERTY AND CASUALTY RISKS
§ 7.1201. Definitions
§ 7.1202. Application Process; Notice of Intention
§ 7.1203. Financial Requirements
§ 7.1204. Risk Limitations
§ 7.1205. Records
§ 7.1206. Forms Required for Life Insurance Companies Reinsuring Property and Casualty Insurance Risks
SUBCHAPTER M. REGULATORY FEES
§ 7.1301. Regulatory Fees
§ 7.1302. Billing System
SUBCHAPTER N. SERVICES OF PROCESS
§ 7.1401. Purpose
§ 7.1402. Definitions
§ 7.1403. Service on Domestic Insurance Companies Licensed by the State Board of Insurance and on Related Entities Authorized To Conduct Business in Texas
§ 7.1404. Service of Process Procedure for Domestic Insurers Approved To Operate under the Insurance Code, Article 1.28, Foreign and Alien Insurance Companies, Risk Retention Groups, Purchasing Groups, Third Party Administrators, Unauthorized Persons or Insurers, Organizations Formed under the Insurance Code, Article 3.71, and Surplus Lines Insurers
§ 7.1405. Service of Process on Foreign and Alien Insurance Companies Licensed by State Board of Insurance
§ 7.1406. Service of Process on Foreign Risk Retention Groups Registered with the State Board of Insurance
§ 7.1407. Service of Process on Foreign Purchasing Groups Doing Business in Texas Pursuant to the Insurance Code, Article 21.54
§ 7.1408. Service Process on Third Party Administrators Doing Business in Texas Pursuant to the Insurance Code, Article 21.07-5
§ 7.1409. Service of Process on Persons, Insurers, or Other Entities in Receivership
§ 7.1410. Service of Process on Commissioner on Behalf of Unauthorized Persons or Insurers
§ 7.1411. Service of Process, Notice, Order, or Pleading on Secretary of State on Behalf of Unauthorized Persons and Insurers
§ 7.1412. Other Methods of Service
§ 7.1413. Service of Process on Surplus Lines Insurers
§ 7.1414. Administrative Procedures
§ 7.1415. Forms Required To Administer Service of Process
SUBCHAPTER P. ADMINISTRATORS
§ 7.1601. Scope
§ 7.1602. Definitions
§ 7.1603. Certificate of Authority Required
§ 7.1604. Application for Certificate of Authority
§ 7.1605. Notification Requirements
§ 7.1606. Requirements Related to Ownership Interest and Change of Control
§ 7.1607. Facts and Circumstances Affecting Issuance of Certificate of Authority
§ 7.1608. Fidelity Bond
§ 7.1609. Annual Report
§ 7.1610. Financial Statements under the Education Code
§ 7.1611. Operational Review and On-Site Audit
§ 7.1612. Fiduciary Bank Accounts
§ 7.1613. Written Agreements Between Administrators and Insurers
§ 7.1614. Prohibited Acts
§ 7.1615. Transfer of Books and Records
§ 7.1616. Hazardous or Injurious Operating Conditions
§ 7.1617. Examinations
§ 7.1618. Severability
SUBCHAPTER R. WITHDRAWAL PLAN REQUIREMENTS AND PROCEDURES
§ 7.1801. Purpose
§ 7.1802. Definitions
§ 7.1803. What Constitutes a Line of Insurance
§ 7.1804. When a Withdrawal Plan is Required
§ 7.1805. Contents of Withdrawal Plan
§ 7.1806. Withdrawal Plan Submission and Approval Procedures
§ 7.1807. Filing of Annual Financial Statement and Other Required Data and Information
§ 7.1808. Requirements To Resume Writing Insurance
§ 7.1809. Restriction Plan Contents and Submission Requirements
SUBCHAPTER S. MULTIPLE-EMPLOYER WELFARE ARRANGEMENTS REQUIREMENTS FOR OBTAINING AND MAINTAINING CERTIFICATE OF AUTHORIZATION
§ 7.1901. Scope and Applicability
§ 7.1902. Definitions
§ 7.1903. Forms and Documentation Required To Be Filed To Obtain an Initial Certificate of Authority as a Multiple-Employer Welfare Arrangement
§ 7.1904. Application for Initial Certificate of Authority
§ 7.1905. Commissioner Review of Application; Issuance of Temporary Certificate of Authority
§ 7.1906. Application for Final Certificate of Authority
§ 7.1907. Denial of Final Certificate of Authority and Extension of Initial Certificate of Authority
§ 7.1908. Required Filing Fees
§ 7.1909. Benefits Allowed To Be Provided by Multiple-Employer Welfare Arrangements
§ 7.1910. Required Notice to Participants
§ 7.1911. Name Eligibility and Proof of Existence
§ 7.1912. Filings by Multiple-Employer Welfare Arrangements; Report of Cash Reserves; Approval by Commissioner; Additional Actuarial Review
§ 7.1913. Examination of Multiple-Employer Welfare Arrangements
§ 7.1914. Duties and Compensation of Trustees, Officers, or Directors
§ 7.1915. Suspension, Revocation, or Limitation of Certificate of Authority and Other Remedies
SUBCHAPTER T. PERMISSIBLE PAYMENTS TO INSURERS, AGENTS AND SPONSORING ORGANIZATIONS
§ 7.2001. Solicitation of Voluntary Contributions by Sponsoring Organizations